Research overview

Political economy of development, political inequality, causal inference

Macartan Humphreys

Plan

Happy to be here!

Finding connections

  • Causal inference
  • Formal theory
  • Field experiments
  • Inequality, discrimination, violence
  • Public opinion

Ad hoc seminars, capstone classes, workshops, joint work, other…

Bayesian mixed methods

Bayesian approaches to integrated qualitative and quantitative data (with Alan Jacobs)

  • Qualitative and quantitative inference: Malaria example
  • The key idea behind the formalization of process tracing is: process tracing is submission of case level data to a causal model
  • Key idea of mixing: Model updating is submission of population data to a more fundamental model
  • Both types of data can be simultaneously applied

See APSR: Humphreys and Jacobs (2015)

  • We can go a lot deeper if we marry:

    • Potential outcomes framework
    • Graphical causal models
    • Bayesian methods
  • Approach:

    • Write down structural causal model (DAG)
    • Figure out parameters needed to specify all possible probability distributions over primary strata
    • Update with data
    • Query model using do calculus

Package with Till Tietz, Lily Medina, Georgiy Syunyaev

Replication of Chickering and Pearl (1996): interest in average causal effect with imperfect compliance.

Making models

model <- make_model("Z -> X -> Y; X <-> Y") 

plot(model)

Updating and querying models

model |>
  update_model(lipids) |>
  query_model(query = "Y[X=1] - Y[X=0]",
              given = c("All",  "X==0 & Y==0", "X[Z=1] > X[Z=0]"),
              using = "posteriors") 
Table 1: Replication of .
query given mean sd
Y[X=1] - Y[X=0] - 0.56 0.10
Y[X=1] - Y[X=0] X==0 & Y==0 0.64 0.15
Y[X=1] - Y[X=0] X[Z=1] > X[Z=0] 0.70 0.05

Remark: See promising avenues here for more historical analysis and also for mixed methods impact evaluation. Qualitative research has been systematically undervalued in many social sciences and there is much more scope for integration than often presumed.

  • Happy to do an ad hoc seminar on graphical causal models and causal querying
  • Interested in applications also, e.g. in historical analysis, mechanisms analysis, mixed methods analysis

Research design

Formal design declarations for transparency and diagnostics

Very wide class of research designs involve choices about four things: Model, Inquiry, Data strategy, Answer strategy

If you are able and willing to specify these in advance then your design becomes diagnosable:

  • Is it unbiased?
  • Is it powered?
  • Are inferences valid?
design <-
  declare_model(
    N = 500, 
    U = rnorm(N),
    potential_outcomes(Y ~ Z + U)
  ) +
  declare_inquiry(ATE = mean(Y_Z_1 - Y_Z_0)) +
  declare_assignment(Z = complete_ra(N, m = 25)) +
  declare_measurement(Y = reveal_outcomes(Y ~ Z)) +
  declare_estimator(Y ~ Z, inquiry = "ATE") 

design |> diagnose_design()
Inquiry N Sims Mean Estimand Mean Estimate Bias SD Estimate RMSE Power Coverage
ATE 500 1.00 1.01 0.01 0.20 0.20 1.00 0.94
(0.00) (0.01) (0.01) (0.01) (0.01) (0.00) (0.01)

Remark: Remarkable lack of formality about how to specify and evaluate research designs

The dream: that this gets used to facilitate design development, pre-registration, replication, and funding decisions.

TCD: Happy to do a seminar at some stage on design declaration at diagnosis

Formal theory

  • Older social choice theoretic work
  • Newer more structural work

Political violence and endogenous growth Humphreys (2022)

Endogenous growth model where factor productivity depends on public goods production. Public goods can be produced via cooperative or coercive technologies.

Conditions under which increased attention to politics can stabilize or threaten existing systems.

  • Power: Connecting causal inference with non-cooperative power indices

  • Human shields: strategic logics for when fighting groups mingle among civilians

Increasingly interested in combining formal models with experimental data.

Currently using Bayesian methods and MLE

  • Fearon, Humphreys, et al. (2018) Van der Windt et al. (2019) Wilke and Humphreys (2020)
  • Understanding intersectional discrimination with Kasara and Foong
  • Understanding political inequality with Bosancianu and Garcia
  • Understanding bureaucratic incentives with Voors, Prato, Jaiteh, Windt

Keen to learn more about this

Remark: The “credibility revolution” has resulted in theory taking too much of a backseat. But social science is really about understanding why things work.

Structural approaches are a promising but dangerous approach: let’s proceed with caution.

Field experiments in development

Generally involve partnerships to figure out what works or how things work via randomized assignment.

Generally done in partnership with various groups:

  • Local and national governments
  • Local NGOS
  • Governmental or non governmental aid organizations
  • International Organizations

This is a real area of strength at TCD and at TIME especially.

  • Political communication interventions in Uganda with NDI (Grossman, Humphreys, and Sacramone-Lutz 2020)
  • Accountability interventions with AFLI (Uganda NGO) on parliamentary behavior
  • “Metaketa” studying accountability interventions across 7 countries with EGAP and others (Dunning et al. 2019)
  • New: Sierra Leone study on bureaucratic incentives facing Community Animal Health Workers with Ministry of Agriculture

Remark: Received wisdom seems naive. Responsiveness to information weak. Economic rationales often more compelling.

Community Driven Reconstruction studies seeking to assess the effects of development interventions on social cohesion and the quality of local governance

Remark: Very pessimistic about scope for outside interests to alter local governance in meaningful ways.

  • S{~a}o Tom{'e} and Pr{'}ncipe forum experiment with UNDP and government of S{~a}o Tom{'e} and Pr{'}ncipe (Humphreys, Masters, and Sandbu 2006)
  • Kampala experiments with KCCA (city of Kampala)

Remark: Conditions certainly exist for meaningful vertical communication. Irish experiments here look very impressive.

Remark: The knowledge base supporting many types of development interventions is very weak. There are large investments in unproven strategies. Many interventions do little and outsiders cannot (and often should not) by trying to change structures from the outside.

Most development is not driven by aid but by endogenous processes and we should be doing more to understand these.

Inequality

  • Older lab-in-the-field work on ethnic bias in Uganda
  • Field experiment on housing discrimination in NYC with city government
  • Field experiment on violence against women in India with DFID
  • New: Field experiment on trans-Saharan migration from Nigeria

New lab-in-the-field project with Kasara and Foong in Kenya

Term Beta SE
Baseline discrimination
outgroup -0.08*** 0.017
female -0.03* 0.014
female * outgroup 0.05 0.037
Insitutional effects on discrimination
quota * female 0.14*** 0.016
information * female -0.05** 0.020
discussion * female 0.00 0.037
quota * outgroup 0.02 0.021
information * outgroup 0.02 0.024
discussion * outgroup 0.18* 0.079
Insitutional effects on double discrimination
quota * female * outgroup -0.01 0.048
information * female * outgroup -0.04 0.053
discussion * female * outgroup -0.08 0.174

An older theme for me:

Remark:

Discrimination is very widespread; experimental approaches well suited to documenting it; growing evidence showing discrimination is affected by institutional and informational context as well as social contact.

Political inequality is poorly understood and a focus on micro political processes is not sufficient to address it.

Possible themes here for capstone course in either economics or political science

Public Opinion

Vaccinated citizens quite happy to targeted constraints of liberties of the unvaccinated

  • New: German surveys on inequality, redistribution, and political disaffection
  • New: 26 country study of attitudes to liberalism
  • New: European election survey on mobilization for/against migration restrictions / climate action

Future

Continuing concerns:

  • Open science
  • Research ethics
  • Policy relevance
  • Collaborative research
  • Meta-analysis and aggregation

Future orientation:

  • political power and causal inference
  • political and economic inequality
  • perhaps more macro historical work

TCD:

  • Excited to learn about the work here
  • Chip in where I can be useful

Extra slides

Other ongoing causal inference etc.

  • Bounding causes of effects (Dawid, Humphreys, and Musio 2022)
  • Measuring hidden populations
    • With Syunyaev, UGA, and US State department
    • hiddenmeta provides tools to implement and evaluate designs to measure the prevalence of hidden populations.
  • (New) Learning from selection bias
  • (New) An analytic solution for Bayesian posteriors on arbitrary causal models over discrete nodes

@TCD: Happy to engage with classes, capstones etc. on causal inference

References

Chickering, David Maxwell, and Judea Pearl. 1996. “A Clinician’s Tool for Analyzing Non-Compliance.” In Proceedings of the National Conference on Artificial Intelligence, 1269–76.
Dawid, Philip, Macartan Humphreys, and Monica Musio. 2022. “Bounding Causes of Effects with Mediators.” Sociological Methods & Research, 00491241211036161.
Dunning, Thad, Guy Grossman, Macartan Humphreys, Susan D Hyde, Craig McIntosh, and Gareth Nellis. 2019. Information, Accountability, and Cumulative Learning: Lessons from Metaketa i. Cambridge University Press.
Egger, Dennis, Edward Miguel, Shana S. Warren, Ashish Shenoy, Elliott Collins, Dean Karlan, Doug Parkerson, et al. 2021. “Falling Living Standards During the COVID-19 Crisis: Quantitative Evidence from Nine Developing Countries.” Science Advances 7 (6): eabe0997. https://doi.org/https://doi.org/10.1126/sciadv.abe0997.
Fearon, James D, Macartan Humphreys, et al. 2018. “Why Do Women Co-Operate More in Women’s Groups?” Towards Gender Equity in Development, 217. https://www.econstor.eu/handle/10419/190008.
Fearon, James D, Macartan Humphreys, and Jeremy M Weinstein. 2015. “How Does Development Assistance Affect Collective Action Capacity? Results from a Field Experiment in Post-Conflict Liberia.” American Political Science Review 109 (3): 450–69. https://doi.org/https://doi.org/10.1017/S0003055415000283.
Geissler, Ferdinand, Felix Hartmann, Macartan Humphreys, Heike Klüver, and Johannes Giesecke. 2022. “Public Support for Global Vaccine Sharing in the COVID-19 Pandemic: Evidence from Germany.” PLOS ONE 17 (12): e0278337.
Grossman, Guy, Macartan Humphreys, and Gabriella Sacramone-Lutz. 2020. “Information Technology and Political Engagement: Mixed Evidence from Uganda.” The Journal of Politics 82 (4): 1321–36. https://doi.org/https://doi.org/10.1086/708339.
Hartmann, Felix, Macartan Humphreys, Ferdinand Geissler, Heike Klüver, and Johannes Giesecke. 2023. “Trading Liberties: Estimating COVID-19 Policy Preferences from Conjoint Data.” Political Analysis, 1–9.
Humphreys, Macartan. 2005. “Natural Resources, Conflict, and Conflict Resolution: Uncovering the Mechanisms.” Journal of Conflict Resolution 49 (4): 508–37.
———. 2022. “Political Violence and Endogenous Growth.” World Development 159: 105993.
Humphreys, Macartan, and Habaye Ag Mohamed. 2005. “Senegal and Mali.” In Understanding Civil War: Evidence and Analysis, edited by Paul Collier and Nicholas Sambanis, 1:247–302. World Bank.
Humphreys, Macartan, and Alan M Jacobs. 2015. “Mixing Methods: A Bayesian Approach.” American Political Science Review 109 (4): 653–73. https://doi.org/https://doi.org/10.1017/S0003055415000453.
Humphreys, Macartan, William A Masters, and Martin E Sandbu. 2006. “The Role of Leaders in Democratic Deliberations: Results from a Field Experiment in são Tomé and Prı́ncipe.” World Politics 58 (4): 583–622.
Humphreys, Macartan, Raul Sanchez de la Sierra, and Peter Van der Windt. 2019. “Exporting Democratic Practices: Evidence from a Village Governance Intervention in Eastern Congo.” Journal of Development Economics 140: 279–301. https://doi.org/https://doi.org/10.1016/j.jdeveco.2019.03.011.
Humphreys, Macartan, and Jeremy M Weinstein. 2006. “Handling and Manhandling Civilians in Civil War.” American Political Science Review 100 (3): 429–47.
Klüver, Heike, Felix Hartmann, Macartan Humphreys, Ferdinand Geissler, and Johannes Giesecke. 2021. “Incentives Can Spur COVID-19 Vaccination Uptake.” Proceedings of the National Academy of Sciences 118 (36): e2109543118. https://doi.org/https://doi.org/10.1073/pnas.2109543118.
Schweighofer-Kodritsch, Sebastian, Steffen Huck, and Macartan Humphreys. 2023. “Political Salience and Regime Resilience.”
Solı́s Arce, Julio S., Shana S. Warren, Niccolò F. Meriggi, Alexandra Scacco, Nina McMurry, Maarten Voors, Georgiy Syunyaev, et al. 2021. “COVID-19 Vaccine Acceptance and Hesitancy in Low- and Middle-Income Countries.” Nature Medicine 27 (8): 1385–94. https://doi.org/https://doi.org/10.1038/s41591-021-01454-y.
Van der Windt, Peter, and Macartan Humphreys. 2016. “Crowdseeding in Eastern Congo: Using Cell Phones to Collect Conflict Events Data in Real Time.” Journal of Conflict Resolution 60 (4): 748–81. https://doi.org/https://doi.org/10.1177/002200271455.
Van der Windt, Peter, Macartan Humphreys, Lily Medina, Jeffrey F Timmons, and Maarten Voors. 2019. “Citizen Attitudes Toward Traditional and State Authorities: Substitutes or Complements?” Comparative Political Studies 52 (12): 1810–40. https://doi.org/https://doi.org/10.1177/0010414018806529.
Wilke, Anna, and Macartan Humphreys. 2020. “Field Experiments, Theory, and External Validity.” SAGE Handbook of Research Methods in Political Science and International Relations, 1007–35.